Rare Plumed Han Cavalryman 汉负羽靠旗骑兵


Art from Tiger Knight, Empire War. Light Han dynasty cavalry man wearing a prominent 负羽 Beiyu, or "Back Feathers" engaging a fully armored Han dynasty cataphract encased in lamellar armor.



A number of Han dynasty warrior figurines unearthed from at Yangjiawan in the northern suburbs of Xianyang City, Shaanxi Province depicted Han cavalrymen wearing a very distinctive 负羽 Beiyu, or "Back Feathers" on their backs. It should be noted that this is not what most of the Han cavalry looked like, however there were enough of  horsemen figurines with feather banners on their backs found (see below) that their presence did generate an academic debate among historians in regards to the function of these back banners. It is apparent enough that these men were a marvelous sight to behold, bearing a strange resemblance to the winged hussars of the Polish- Lithuanian Commonwealth. They would have been fielded by the Han around 1st Century BC and the wars of the Three Kingdoms period.


Personal markers: In order for a massive army like that of the Han to function properly in the field, a strict chain of command was established. Elaborate banners and insignia were used to distinguish the many units on the field. Aside from war flags and heraldry that marked whole cohorts, the soldiers were also color-coded with different colored clothing so as to be easily distinguished by commanders. Beyond those, there were even more elaborate visual signifies to mark the soldiers. 


Of those (above), soldiers frequently wore the 章 Zhang, or "Badge" that was strapped to their backs which functioned similar to a modern ID badges, and bears the soldier's name, unit, and the name of family members. If the soldier is killed, he can be identified accordingly from the badge, so that he can record and send it to his hometown. This kind of badges can be seen on the Han terracotta warriors and cavalry of Yangjiawan. The second 幡 Fan, which merely meant a draping flag (think long frontally draped prayer flags) these were mainly seen draped over the shoulders among some of the Yangjiawan Terracotta Warriors like a row of long flowing tail-feathers of fowls. However, it is not know what their uses were. Some scholars believe that it either marked a commander or that it marked a messenger.


Lastly, we have the 负羽 Beiyu, or "Back Feathers," these were quite tall and some are half a man's height compared to the figurines. Such prominent markers would doubtless mark the rider on the field. Originally the archaeologists and the historians identified those as crossbow quiver boxes but upon closer scrutiny they discovered that the boxes were designed to have other functions. This is supported by contemporary sources during the Three Kingdoms period. 


韦昭 Wei Zhao (204–273). the scholar and historian of the kingdom of Easter Wu recorded in his Annotations to Guoyu (国语注)- "Annotations to the Discourses of the States," quoting records that dated back to the times contemporary to Confucius that the tradition of having some sort of feathers on the back of soldiers that dated as far back as the days of the eastern Zhou period, as early as the Spring and Autumn period. Saying that “羽,鸟羽,系于背。" ~"feathers, from birds and fowls were strapped on the back (of soldiers)." Bronze gongs and vessels from those period also depicted warriors wearing back mounted insignia. 


In the Confucian Xun Kuang's 荀況(314 – c. 217 BC) massive compendium~ Xunzi 荀子, saying that during his days, "the army of the left bore a rolled up banner, its foot soldiers bore 卷羽 rolled up feathers. The army of the right bore a white banner, and its foot soldiers bore 白羽 white feathers. Finally, the army of the center bore a yellow banner, its foot soldiers bore黄羽 yellow feathers. Naturally during the course of centuries, the stylings and the color schemes of the insignia changed, however it still remains that soldiers in different divisions bore different colors of feathers for easy identification and coordination. 

In terms of utility, historians are still unsure of who the intended wearers of those banners were. Some historians have argued that these were worn by commanders or especially chosen warriors. But others challenges this notion as it dangerously marks the wearers for enemy archers. It is possible that these were used by the messengers.



  
In detail: Scale helmet with jutting pheasant feathers. 
Light cavalryman's sloped leather helmet. 

Heavy Han dynasty cavalryman encased in lamellar armor with a curved long shield strapped on his back.




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Comments

Der said…
Interesting. He looks like the feathered Polish cavalry that saved the day at the Siege of Vienna.
Dragon's Armory said…
Totally, I was extremely skeptical when I first saw a lot of Han cavalry depicted like this in several games and entertainment mediums, but then I dug deeper and found out the origins of these units. Many historians still don't know the role that they played, but they sure look striking.
Dragon's Armory said…
Some internet commentators have suggested that these back feathers belonged on the back of the elite 羽林军 Yulin Guards, or the "Forest Feather Guards" they were one of the elite guard units of the Han dynasty. However these are only suggestions at best since there is no official documents that associates these figurines to the Yulin Guards.

天日昭昭 said…
yeah,me too.

I was extremely skeptical when I first saw it during i'm watching china animation 《White Snake》

they are some Tang dynasty rider with 负羽

and i think “what??isn't that polish rider?”

now i unders they is based on true history

thank you!
henrique said…
that cuirass armor looks breastplate
Ion Du said…
I think the back banner functioned like a marker. Akin to those from the Japan warring states centuries later. From a bird-eye point of view, it's difficult for commanders to differentiate between their troops and their adversaries. Especially fast-moving ones like cavalry.
Dragon's Armory said…
Well then it raises to the point that the majority of Han cavalry horseman figurines do not have that sashimono like banner on their backs. What's more if only some are marked but not others it raises the question of who or why these special ones are marked in particular. Some theory have suggested they might be messengers or sub-commanders, but the latter is extremely unlikely because this makes them a prime target for enemy marksmen.

The conservative answer (conservative as in cautious) is that we simply do not know.
Ion Du said…
I'd like to think this banner cavalry functioned as budget shock cavalry. Bearing in mind officials with middling power and ranked households could have a cavalry retinue of their own, I think it's possible to say that the winged cavalry fulfilled the same role, albeit with a more budget armor, sponsored by the official in question. The reason why it's not widespread enough could be credited to it's lack of sufficient utility. Without sufficient heavy barding and armor of imperial trained cataphracts, the employment of this banner cavalry is met with limited success. Especially as the shock and awe factor disappears when they are engaged long enough.

Along the way, one official or another would see the utility of marking their messengers as one bearing immunity. If I recall correctly, envoy inviolability existed since the warring states. The plumes would decrease the chances of these cavalry-turned-messenger horsemen being killed by a stray arrow or two. Do you think such a theory is feasible?
Dragon's Armory said…
"Without sufficient heavy barding and armor of imperial trained cataphracts, the employment of this banner cavalry is met with limited success. "

~ *Cataphracts and leg fauld armor began to be adopted around late 3 Kingdoms and Jin eras, and later were used by dynasties like those of Northern Wei etc but we are not there yet by a while, in fact by centuries.

"The plumes would decrease the chances of these cavalry-turned-messenger horsemen being killed by a stray arrow or two. Do you think such a theory is feasible?"

~ You mean like envoys? That would only work with cultures that have the same norms and diplomatic reciprocity as your own. So are you talking about the Han vassal kingdoms?
Lewis said…
Very interesting, I’m a Wargamer from Australia and your post is very interesting and useful- I am about to start a 15mm Han army - my reference books are Armies and Enemies of Ancient China and Soldiers of the Dragon by Osprey haven’t seen the use of feather recognition symbols before - thank you very much.
I acknowledge the previous comments re winged lancers however I would also add later Japanese samurai used similar back flags called sashimono and some of these were feathers - so one must wonder if this like much Japanese traditions are copied from earlier Chinese traditions.
I read once that Japanese Yamabushi and later Japanese Ninja used Sun Tzu’s Art of War for tactics etc
Also the plan for Nara was copied from Chang An.
Once again thank you
All the best from down under.
Lewis (Sydney Australia)
Dragon's Armory said…
Hey there Lewis!
This comment got caught in my moderation pool for some reason and I just saw this.
But glad to know this is of some use man. Great to hear it!
Yes Nara etc was heavily inspired by Tang dynasty schemes. Chinese cities since ancient times as far back as the Shang and pre-Shang (Erlituo/ Xia) era had long adhered to a scheme to have a perfect, rectangularly planned out city, and cities like Luoyang, Chang'An (Xian) tried their best to adhere to this scheme. Nara was a grand purposely built capital both to create an ostentacious court far away from the other nobles and their power blocs but adhering to Chinese traditions and structures (at Sui & Tang's height) was a sign of trend and prestige. Prince Shōtoku was also an aggressive adopter of Chinese ways.

As for Ninjas etc that I don't know in detail. Though by the time of the Sengoku era the Art of War has been distilled into many forms so this is not surprising. Many Japanese's own legends speak of how even at times bitter rivals- Uesugi Kenshin and Takeda Shingen were both avid readers of these lessons (even Shingen's personal banner is a distilled saying of Sun Tzu's principles.)

Again, glad to know my works are put to some use and enriched you in your personal life. I also have a Youtube channel and will be uploading more videos so if you are interested in more short formed vids like I shown on there there's much more to come so stay tuned :) !

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